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Anna Banks

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-04
TX RA APPROVED 2023-09-04
  • CA RA
    APPROVED
    Since 2023-09-04
  • TX RA
    APPROVED
    Since 2023-09-04

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na San Francisco CA 07/2023 Present
Jpmorgan Securities Llc San Francisco CA 07/2023 Present
Jpmorgan Chase Bank, Na Santa Rosa CA 06/2022 08/2022
Unemployed San Luis Obispo CA 04/2023 06/2023
Shakesmart San Luis Obispo CA 08/2020 10/2021
Diverse Vc San Francisco CA 12/2020 03/2021
Gist San Francisco CA 02/2020 07/2020
Royal China Restaurant Santa Rosa CA 06/2017 08/2019
California Polytechnic State University San Luis Obispo CA 09/2019 03/2023
Unemployed Santa Rosa CA 09/2016 05/2017
Cal Poly San Luis Obispo CA 09/2021 03/2023
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    San Francisco, CA
  • 07/2023 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    Santa Rosa, CA
  • 04/2023 → 06/2023
    Unemployed
    San Luis Obispo, CA
  • 08/2020 → 10/2021
    Shakesmart
    San Luis Obispo, CA
  • 12/2020 → 03/2021
    Diverse Vc
    San Francisco, CA
  • 02/2020 → 07/2020
    Gist
    San Francisco, CA
  • 06/2017 → 08/2019
    Royal China Restaurant
    Santa Rosa, CA
  • 09/2019 → 03/2023
    California Polytechnic State University
    San Luis Obispo, CA
  • 09/2016 → 05/2017
    Unemployed
    Santa Rosa, CA
  • 09/2021 → 03/2023
    Cal Poly
    San Luis Obispo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-02
  • S66 Uniform Combined State Law Examination
    2023-09-02
Other Names
  • Anna Banks
  • Anna Mackay Banks

View on SEC IAPD

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