Gaurav Singh

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

Carle Place, NY • United States

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Forest Hills	NY	07/2023	11/2024
Jap Realty	Queens	NY	11/2018	Present
Kasbah Hookah Lounge	East Meadow	NY	01/2014	11/2018
The Prudential Insurance Company Of America	Forest Hills	NY	07/2024	Present
Lpl Enterprise, Llc	Forest Hills	NY	11/2024	Present

07/2023 → 11/2024

Pruco Securities Llc

Forest Hills, NY
11/2018 → Present

Jap Realty

Queens, NY
01/2014 → 11/2018

Kasbah Hookah Lounge

East Meadow, NY
07/2024 → Present

The Prudential Insurance Company Of America

Forest Hills, NY
11/2024 → Present

Lpl Enterprise, Llc

Forest Hills, NY

Previous Registrations

2024-08-16 → 2024-11-14

Pruco Securities, Llc.

Forest Hills, NY

Other Businesses

1) 10/08/2024- JAP Realty- Mortgage/Real Estate Services- Real estate agent for commercial properties- INV Related- Forest Hills, NY- Start Date 01/26/2014- 20hrs/mth- 0/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-25

S66 Uniform Combined State Law Examination

2024-04-25

View on SEC IAPD