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Veronica Ramos Flores

Ubs Financial Services Inc.

La Mesa, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-14
CA RA APPROVED 2023-09-25
  • TX RA
    APPROVED
    Since 2025-07-14
  • CA RA
    APPROVED
    Since 2023-09-25

Branch Locations

La Mesa, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco Santander International 326 Broadway Ave CA 08/2011 06/2023
Ubs Financial Services Inc San Diego CA 06/2023 Present
  • 08/2011 → 06/2023
    Banco Santander International
    326 Broadway Ave, CA
  • 06/2023 → Present
    Ubs Financial Services Inc
    San Diego, CA
Other Businesses

1) RO & VE, Wealth planning, San DiegoCAUnited States-92101, GRANTOR & TRUSTEE, start date-1/11/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-23
  • S66 Uniform Combined State Law Examination
    2023-09-23
Other Names
  • Veronica Ramosflores

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA
7 STREETS FINANCIAL, LLC · SAN DIEGO, CA
COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA
CETERA INVESTMENT ADVISERS LLC · LA MESA, CA
CETERA INVESTMENT ADVISERS LLC · LA MESA, CA
INVICTA FINANCIAL GROUP · LA MESA, CA
J.P. MORGAN SECURITIES LLC · LA MESA, CA
U.S. BANCORP ADVISORS, LLC · La Mesa, CA

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