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Charles Vincent Sommer

LPl Financial LLC

Knoxville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-26
  • TN RA
    APPROVED
    Since 2025-12-26

Branch Locations

9724 Kingston Pike Suite 102, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors, Llc Franklin TN 06/2023 10/2025
Bravo Knoxville TN 11/2020 10/2025
Mimi's Cafe Knoxville TN 06/2018 09/2022
Nhc Farragut Knoxville TN 03/2017 12/2018
Unemployed Knoxville TN 06/2013 03/2017
Lpl Financial Knoxville TN 10/2025 Present
  • 06/2023 → 10/2025
    Jackson National Life Distributors, Llc
    Franklin, TN
  • 11/2020 → 10/2025
    Bravo
    Knoxville, TN
  • 06/2018 → 09/2022
    Mimi's Cafe
    Knoxville, TN
  • 03/2017 → 12/2018
    Nhc Farragut
    Knoxville, TN
  • 06/2013 → 03/2017
    Unemployed
    Knoxville, TN
  • 10/2025 → Present
    Lpl Financial
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-23
S63 Uniform Securities Agent State Law Examination 2023-07-21
  • S65 Uniform Investment Adviser Law Examination
    2025-12-23
  • S63 Uniform Securities Agent State Law Examination
    2023-07-21
Other Names
  • Charles Sommer

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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