Best Investors Account Sign in

Richard Jack Leo

J.P. Morgan Securities LLC

Chicago, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-02
TX RA APPROVED 2026-07-02
  • IL RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Newark DE 06/2023 Present
Jpmorgan Securities Llc Newark DE 06/2023 Present
Fulton Financial Corporation Lancaster PA 05/2022 08/2022
Kennett Cremery Kennett Square PA 05/2022 08/2022
Fulton Financial Corporation Lancaster PA 05/2021 08/2021
James Madison University Harrisonburg VA 02/2021 04/2021
Ve Leo Inc Toughkenamon PA 01/2016 05/2020
Unemployed Harrisonburg VA 06/2020 01/2021
Uemployed Harrisonburg VA 09/2021 04/2022
Unemployed Harrisonburg VA 09/2022 05/2023
  • 06/2023 → Present
    Jpmorgan Chase Bank, Na
    Newark, DE
  • 06/2023 → Present
    Jpmorgan Securities Llc
    Newark, DE
  • 05/2022 → 08/2022
    Fulton Financial Corporation
    Lancaster, PA
  • 05/2022 → 08/2022
    Kennett Cremery
    Kennett Square, PA
  • 05/2021 → 08/2021
    Fulton Financial Corporation
    Lancaster, PA
  • 02/2021 → 04/2021
    James Madison University
    Harrisonburg, VA
  • 01/2016 → 05/2020
    Ve Leo Inc
    Toughkenamon, PA
  • 06/2020 → 01/2021
    Unemployed
    Harrisonburg, VA
  • 09/2021 → 04/2022
    Uemployed
    Harrisonburg, VA
  • 09/2022 → 05/2023
    Unemployed
    Harrisonburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2023-08-04
  • S65 Uniform Investment Adviser Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2023-08-04

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor