Maxwell S Borst

Rbc Capital Markets, LLC

Minneapolis, MN

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-06-22

MN RA
APPROVED

Since 2026-06-22

Branch Locations

Minneapolis, MN • United States

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Arden Hills	MN	06/2023	09/2023
Shop In The City	Edina	MN	01/2020	09/2022
Pure Hockey	Bloomington	MN	05/2016	01/2017
Whole Foods/Amazon	Edina	MN	04/2020	09/2020
Locorr Funds	Excelsior	MN	06/2024	02/2026
St. Johns University	St. Joseph	MN	09/2023	06/2024
Nahl	Odenton	MD	01/2017	04/2020
St. John's University	St. Joseph	MN	09/2022	06/2023
Rbc Capital Markets, Llc	Wayzata	MN	02/2026	Present

06/2023 → 09/2023

Lpl Financial Llc

Arden Hills, MN
01/2020 → 09/2022

Shop In The City

Edina, MN
05/2016 → 01/2017

Pure Hockey

Bloomington, MN
04/2020 → 09/2020

Whole Foods/Amazon

Edina, MN
06/2024 → 02/2026

Locorr Funds

Excelsior, MN
09/2023 → 06/2024

St. Johns University

St. Joseph, MN
01/2017 → 04/2020

Nahl

Odenton, MD
09/2022 → 06/2023

St. John's University

St. Joseph, MN
02/2026 → Present

Rbc Capital Markets, Llc

Wayzata, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-22
S63	Uniform Securities Agent State Law Examination	2024-08-01

S65 Uniform Investment Adviser Law Examination

2026-06-22
S63 Uniform Securities Agent State Law Examination

2024-08-01

View on SEC IAPD

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