Robert James Kraut

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Francisco	CA	10/2024	07/2025
Jpmorgan Chase Bank, N.A.	San Francisco	CA	10/2024	07/2025
Ubs	Beverly Hills	CA	06/2023	03/2024
Loyola Marymount University -Fluids And Astrophysical Bodies Lab	Los Angeles	CA	06/2022	08/2022
Trufl Hospitality	Universal City	CA	01/2020	03/2020
Avila Bay Athletic Club/California Athletic Club Management Inc	Avila Beach	CA	03/2019	08/2019
Boardriders Retail Inc	Santa Monica	CA	05/2023	10/2023
Unemployed	Pismo Beach	CA	10/2014	02/2019
Unemployed	Los Angeles	CA	09/2019	12/2019
Unemployed	Pismo Beach	CA	04/2020	05/2022
Unemployed	Los Angeles	CA	09/2022	04/2023
Unemployed	Pismo Beach	CA	04/2024	09/2024
Ubs Financial Services, Inc	San Francisco	CA	07/2025	Present

10/2024 → 07/2025

J.P. Morgan Securities Llc

San Francisco, CA
10/2024 → 07/2025

Jpmorgan Chase Bank, N.A.

San Francisco, CA
06/2023 → 03/2024

Ubs

Beverly Hills, CA
06/2022 → 08/2022

Loyola Marymount University -Fluids And Astrophysical Bodies Lab

Los Angeles, CA
01/2020 → 03/2020

Trufl Hospitality

Universal City, CA
03/2019 → 08/2019

Avila Bay Athletic Club/California Athletic Club Management Inc

Avila Beach, CA
05/2023 → 10/2023

Boardriders Retail Inc

Santa Monica, CA
10/2014 → 02/2019

Unemployed

Pismo Beach, CA
09/2019 → 12/2019

Unemployed

Los Angeles, CA
04/2020 → 05/2022

Unemployed

Pismo Beach, CA
09/2022 → 04/2023

Unemployed

Los Angeles, CA
04/2024 → 09/2024

Unemployed

Pismo Beach, CA
07/2025 → Present

Ubs Financial Services, Inc

San Francisco, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-05
S63	Uniform Securities Agent State Law Examination	2024-12-06

Other Firms