Shane Brown

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-23

FL RA
APPROVED

Since 2024-01-23

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services	Tampa	FL	08/2023	08/2023
Resortcorp Llc	Las Vegas	NV	04/2013	06/2023
Ameriprise Financial Services, Llc	Tampa	FL	03/2020	03/2020
Ameriprise Financial Services, Llc.	Tampa	FL	08/2023	Present

08/2023 → 08/2023

Ameriprise Financial Services

Tampa, FL
04/2013 → 06/2023

Resortcorp Llc

Las Vegas, NV
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Tampa, FL
08/2023 → Present

Ameriprise Financial Services, Llc.

Tampa, FL

Other Businesses

Business Ownership; Resortcorp LLC; Owner; Resortcorp is marketing company opened as an LLC but currently filed as an S-corp.; 2711 W Windmill Ln, , Las Vegas, NV, 89123; Not Investment-Related; 11/13/2013; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-20

S66 Uniform Combined State Law Examination

2024-01-20