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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
PA RA APPROVED 2025-01-10
  • TX RA
    APPROVED
    Since 2025-02-03
  • PA RA
    APPROVED
    Since 2025-01-10

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 06/2023 10/2024
Hefren-Tillotson Pittsburgh PA 05/2022 08/2022
My Next Season Sewickley PA 05/2020 09/2020
Brookhaven Country Club Farmers Branch TX 12/2017 11/2020
Fieldhouse Usa Frisco TX 05/2017 07/2017
Chatham University Pittsburgh PA 08/2019 05/2023
Unemployed Na TX 08/2017 04/2020
Unemployed Na TX 09/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 01/2025 Present
Sr Beverages Llc Pittsburgh PA 04/2023 12/2023
Bank Of America, N.A. Pittsburgh PA 02/2025 Present
  • 06/2023 → 10/2024
    Pittsburgh, PA
  • 05/2022 → 08/2022
    Hefren-Tillotson
    Pittsburgh, PA
  • 05/2020 → 09/2020
    My Next Season
    Sewickley, PA
  • 12/2017 → 11/2020
    Brookhaven Country Club
    Farmers Branch, TX
  • 05/2017 → 07/2017
    Fieldhouse Usa
    Frisco, TX
  • 08/2019 → 05/2023
    Chatham University
    Pittsburgh, PA
  • 08/2017 → 04/2020
    Unemployed
    Na, TX
  • 09/2016 → 04/2017
    Unemployed
    Na, TX
  • 01/2025 → Present
    Pittsburgh, PA
  • 04/2023 → 12/2023
    Sr Beverages Llc
    Pittsburgh, PA
  • 02/2025 → Present
    Bank Of America, N.A.
    Pittsburgh, PA
Previous Registrations
Other Businesses

I*: 2154280Name: Next Step Hockey LLCNot Investment relatedAddress: Warrendale, Pennsylvania 15086Nature: Limited Liability CompanyYour position: Employee/ Part time hockey coachTitle or relationship: Part time hockey coachStart date: 10-Jan-2025Approximate number of hours: 6 WeeklyNumber of hours you devote during securities trading hours: 0Briefly describe your duties: Part time hockey coach assisting with youth clinics I*4473269Entity Type: Not for ProfitName of OBA: North Hills Community OutreachAddress: Allison Park, Pennsylvania, 15101Investment Related: NoPosition, Title, Association: Employee Start Date: 04/21/2026Number of Hours: 10, YearlyNumber of Hours during trading: 0Duties: Young community leaders board I am a member of the young community leaders board. We plan activities that align with the greater goals of North Hills Community Outreach. These tend to be charitable events such as food pantrys, toy drives, driving seniors to medical appointments. We meet quarterly and talk about ways that we can improve our local community. I*4474268, Entity Type: , Name of OBA: Chatham University Alumni Board, Address: Pittsburgh, Pennsylvania, 15232, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/21/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: As a member of the alumni association, we meet throughout the year to talk about ways that we can improve Chatham University from an alumni presepective. We help award students with accolades as distinguished students. These are non-monetary awards. And we also have a presence at graduation, orientation, and holiday gatherings throughout the year. I am a member of this board and our main goal is to work alongside the university staff to bring continuity to fellow alumni. Alumni board for alma mater

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-02
  • S66 Uniform Combined State Law Examination
    2023-12-02
Other Names
  • Andrew K Warhoftig
  • Andrew Warhoftig

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