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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-17
  • NY RA
    APPROVED
    Since 2024-09-17

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

22 Bull St Gwim Chief Investment Office (Cio), Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Unemployed West Palm Beach FL 05/2024 07/2024
Fgcu Trio Student Support Services Fort Myers FL 08/2023 05/2024
Bank Of America - Merrill Lynch New York FL 06/2023 08/2023
Reebok Fort Myers FL 11/2021 05/2022
Target Lake Park FL 05/2021 07/2021
Hobby Lobby Lake Park FL 03/2020 07/2020
Suncoast Community High School Riviera Beach FL 08/2016 05/2020
Florida Gulf Coast Univeristy Fort Myers FL 08/2020 05/2024
Extended Travel Lima 05/2022 06/2022
Unemployed West Palm Beach FL 06/2022 08/2022
  • 07/2024 → Present
    New York, NY
  • 05/2024 → 07/2024
    Unemployed
    West Palm Beach, FL
  • 08/2023 → 05/2024
    Fgcu Trio Student Support Services
    Fort Myers, FL
  • 06/2023 → 08/2023
    Bank Of America - Merrill Lynch
    New York, FL
  • 11/2021 → 05/2022
    Reebok
    Fort Myers, FL
  • 05/2021 → 07/2021
    Target
    Lake Park, FL
  • 03/2020 → 07/2020
    Hobby Lobby
    Lake Park, FL
  • 08/2016 → 05/2020
    Suncoast Community High School
    Riviera Beach, FL
  • 08/2020 → 05/2024
    Florida Gulf Coast Univeristy
    Fort Myers, FL
  • 05/2022 → 06/2022
    Extended Travel
    Lima
  • 06/2022 → 08/2022
    Unemployed
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16

View on SEC IAPD

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