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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-12
  • NY RA
    APPROVED
    Since 2024-10-12

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Unemployed Portsmouth NH 05/2024 07/2024
The George Washington University Washington DC 08/2019 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2023 08/2023
Policypartner Llc Washington DC 09/2023 05/2024
Unemployed Portsmouth NH 08/2023 09/2023
Policypartner Llc Washington DC 09/2022 05/2023
Unemployed Portsmouth NH 05/2023 06/2023
Unemployed Portsmouth NH 08/2022 09/2022
The Press Room Portsmouth NH 06/2022 08/2022
Rooftop At The Envio Portsmouth NH 06/2021 07/2021
Rw Dake Construction Rochester NY 06/2021 08/2021
Dos Amigos Burritos Portsmouth NH 07/2018 08/2021
Portsmouth High School Portsmouth NH 08/2015 06/2019
  • 07/2024 → Present
    New York, NY
  • 05/2024 → 07/2024
    Unemployed
    Portsmouth, NH
  • 08/2019 → 05/2024
    The George Washington University
    Washington, DC
  • 06/2023 → 08/2023
    New York, NY
  • 09/2023 → 05/2024
    Policypartner Llc
    Washington, DC
  • 08/2023 → 09/2023
    Unemployed
    Portsmouth, NH
  • 09/2022 → 05/2023
    Policypartner Llc
    Washington, DC
  • 05/2023 → 06/2023
    Unemployed
    Portsmouth, NH
  • 08/2022 → 09/2022
    Unemployed
    Portsmouth, NH
  • 06/2022 → 08/2022
    The Press Room
    Portsmouth, NH
  • 06/2021 → 07/2021
    Rooftop At The Envio
    Portsmouth, NH
  • 06/2021 → 08/2021
    Rw Dake Construction
    Rochester, NY
  • 07/2018 → 08/2021
    Dos Amigos Burritos
    Portsmouth, NH
  • 08/2015 → 06/2019
    Portsmouth High School
    Portsmouth, NH
Other Businesses

I*1354257, Entity Type Entity For Profit, Name of OBA: Home Remedies LLC Address: WashingtonDistrict of Columbia20037 Investment Related: No Position, Title, Association: Band member/drummer Employee Start Date: 06/19/2023 No Hours: 4 weekly No Hours during trading:0 Duties: Home Remedies LLC is a band from George Washington University which is based out of Washington DC. I am the drummer of the band and have partial ownership and decision making power among the band. I handle all things related to the drums and drum equipment. The bands main object is to obtain funds from shows and merch sales to buy studio time and publish music. Funds are also spent to purchase additional merch and equipment. As a member of the band I have input on appropriations of funds and other major decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11
Other Names
  • Ian Dailey

View on SEC IAPD

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