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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
NC RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-13

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2024 Present
University Of Florida Gainesville FL 05/2020 12/2023
South Plantation High School Plantation FL 08/2016 06/2020
Stephen C.O Connell Center Gainesville FL 10/2021 12/2023
Pollo Tropical Miramar FL 06/2019 11/2019
Wal-Mart Hollywood FL 01/2020 04/2020
Walgreens Pembroke Pines FL 05/2021 08/2021
Chen Med Miami Gardens FL 05/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2023 08/2023
  • 02/2024 → Present
    Charlotte, NC
  • 05/2020 → 12/2023
    University Of Florida
    Gainesville, FL
  • 08/2016 → 06/2020
    South Plantation High School
    Plantation, FL
  • 10/2021 → 12/2023
    Stephen C.O Connell Center
    Gainesville, FL
  • 06/2019 → 11/2019
    Pollo Tropical
    Miramar, FL
  • 01/2020 → 04/2020
    Wal-Mart
    Hollywood, FL
  • 05/2021 → 08/2021
    Walgreens
    Pembroke Pines, FL
  • 05/2022 → 08/2022
    Chen Med
    Miami Gardens, FL
  • 06/2023 → 08/2023
    New York, NY
Other Businesses

I*3020294, Entity Type: Entity For Profit, Name of OBA: Online Retail/Market, Address: Charlotte, North Carolina, 28277, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 10/27/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I will use the platforms to sell items as an independent seller. Online Platform for users to buy and sell items both locally and with shipping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-11
  • S66 Uniform Combined State Law Examination
    2025-03-11

View on SEC IAPD

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