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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2024 Present
Haverford College Haverford PA 09/2020 05/2024
Cupeyville School San Juan PR 08/2012 05/2020
Burger King San Juan PR 06/2021 07/2021
Haverford Innovations Incubator Haverford PA 06/2022 07/2022
Merrill Lynch Houston TX 06/2023 08/2023
Haverford College Haverford PA 08/2022 05/2023
Haverford College Haverford PA 08/2023 01/2024
Haverford College Haverford PA 08/2020 06/2021
  • 07/2024 → Present
    Houston, TX
  • 09/2020 → 05/2024
    Haverford College
    Haverford, PA
  • 08/2012 → 05/2020
    Cupeyville School
    San Juan, PR
  • 06/2021 → 07/2021
    Burger King
    San Juan, PR
  • 06/2022 → 07/2022
    Haverford Innovations Incubator
    Haverford, PA
  • 06/2023 → 08/2023
    Merrill Lynch
    Houston, TX
  • 08/2022 → 05/2023
    Haverford College
    Haverford, PA
  • 08/2023 → 01/2024
    Haverford College
    Haverford, PA
  • 08/2020 → 06/2021
    Haverford College
    Haverford, PA
Other Businesses

I*: 1926391 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Doral, Florida Investment Related: No Position, Title, Association: Co-owner with family member Employee Start Date: December 21, 2010 Number of Hours: 2 hours per month Number of Hours during trading: 0 Duties: Co-owner with family member of rental property I*: 1926392 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Doral, Florida Investment Related: No Position, Title, Association: sole owner Employee Start Date: June 18, 2024 Number of Hours: 1-2 hours per month Number of Hours during trading: 0 Duties: sole owner of rental property I*: 1929257 Entity Type: For Profit Name of OBA: MMC Investments LLC Address: Doral, Florida Investment Related: No Position, Title, Association: sole owner Employee Start Date: June 18, 2024 Number of Hours: 1-2 hours per month Number of Hours during trading: 0 Duties: I inherited the LLC from my grandmother who passed. I have the property rented and I would tend the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-31
  • S66 Uniform Combined State Law Examination
    2025-05-31
Other Names
  • Monica Isabel Mena Cordero

View on SEC IAPD

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