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Ethan Falduto

Blackrock Investment Management, LLC

Chicago, IL

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-17
NJ RA APPROVED 2025-07-17
  • IL RA
    APPROVED
    Since 2025-07-17
  • NJ RA
    APPROVED
    Since 2025-07-17

Branch Locations

227 West Monroe Street Suite 2800, Chicago, IL 60606 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fef Distributors, Llc New York NY 07/2024 06/2025
First Eagle Investment Management, Llc New York NY 07/2024 06/2025
Praklet's Piers And Lifts Llc Dowagiac MI 06/2022 07/2022
Merrill Lynch Alpharetta GA 06/2023 08/2023
Indiana University - Bloomington Bloomington IN 08/2020 05/2024
Jonny Cab's Hinsdale IL 07/2022 08/2022
Wheatland Athletic Association Aurora IL 05/2018 02/2020
Benet Academy Lisle IL 08/2016 05/2020
Unemployed Naperville IL 05/2020 08/2020
Blackrock Chicago IL 06/2025 Present
Blackrock Investments, Llc Chicago IL 07/2025 Present
  • 07/2024 → 06/2025
    Fef Distributors, Llc
    New York, NY
  • 07/2024 → 06/2025
    First Eagle Investment Management, Llc
    New York, NY
  • 06/2022 → 07/2022
    Praklet's Piers And Lifts Llc
    Dowagiac, MI
  • 06/2023 → 08/2023
    Merrill Lynch
    Alpharetta, GA
  • 08/2020 → 05/2024
    Indiana University - Bloomington
    Bloomington, IN
  • 07/2022 → 08/2022
    Jonny Cab's
    Hinsdale, IL
  • 05/2018 → 02/2020
    Wheatland Athletic Association
    Aurora, IL
  • 08/2016 → 05/2020
    Benet Academy
    Lisle, IL
  • 05/2020 → 08/2020
    Unemployed
    Naperville, IL
  • 06/2025 → Present
    Blackrock
    Chicago, IL
  • 07/2025 → Present
    Blackrock Investments, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-16
S63 Uniform Securities Agent State Law Examination 2023-12-29
  • S65 Uniform Investment Adviser Law Examination
    2025-07-16
  • S63 Uniform Securities Agent State Law Examination
    2023-12-29

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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