Raiford Trask Chappell

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-16
NC	RA	APPROVED	2025-05-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2024	Present
Wilmington Expogo	Wilmington	NC	06/2021	08/2021
Unemployed	Wilmington	NC	03/2015	05/2021
Unemployed	Wilmington	NC	09/2021	05/2022
Transtech	Wilmington	NC	06/2022	08/2022
Unemployed	Wilminton	NC	09/2022	05/2023
Merrill Lynch	Charlotte	NC	06/2023	08/2023
Unemployed	Wilmington	NC	09/2023	06/2024
Wake Forest University	Salem	NC	08/2020	05/2024

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
06/2021 → 08/2021

Wilmington Expogo

Wilmington, NC
03/2015 → 05/2021

Unemployed

Wilmington, NC
09/2021 → 05/2022

Unemployed

Wilmington, NC
06/2022 → 08/2022

Transtech

Wilmington, NC
09/2022 → 05/2023

Unemployed

Wilminton, NC
06/2023 → 08/2023

Merrill Lynch

Charlotte, NC
09/2023 → 06/2024

Unemployed

Wilmington, NC
08/2020 → 05/2024

Wake Forest University

Salem, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-15