Sergio Gomez

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-23

TX RA
APPROVED

Since 2025-06-23

Branch Locations

Stafford, TX • United States

11 Greenway Plz Ste 3000, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Houston	TX	10/2023	Present
Merrill	Houston	TX	06/2023	08/2023
Whole Foods Market	Houston	TX	06/2021	03/2023
Kroger	Houston	TX	03/2021	05/2021
San Luis Landscaping	Houston	TX	06/2019	03/2021
Michael's	Houston	TX	09/2018	12/2018
Alief Early College High School	Houston	TX	06/2016	05/2020

10/2023 → Present

Ameriprise Financial Services, Llc

Houston, TX
06/2023 → 08/2023

Merrill

Houston, TX
06/2021 → 03/2023

Whole Foods Market

Houston, TX
03/2021 → 05/2021

Kroger

Houston, TX
06/2019 → 03/2021

San Luis Landscaping

Houston, TX
09/2018 → 12/2018

Michael's

Houston, TX
06/2016 → 05/2020

Alief Early College High School

Houston, TX

Other Businesses

Outside Employment; Tiras Wealth Management LLC; Team Member; Manage advisory business; 11 greenway, #3000, houston, TX, 77046; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-18

S66 Uniform Combined State Law Examination

2025-06-18

Other Names

Sergio Gomez

View on SEC IAPD