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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
PA RA APPROVED 2025-07-14
  • TX RA
    APPROVED
    Since 2025-08-07
  • PA RA
    APPROVED
    Since 2025-07-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 08/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 06/2023 08/2023
Aunt Molly's Discount Beverage North Lauderdale FL 07/2020 05/2023
Aston Gardens Parkland FL 08/2019 09/2019
Unemployed Parkland FL 01/2014 08/2019
Unemployed Parkland FL 10/2019 07/2020
Unemployed Parkland FL 09/2023 08/2024
Other Businesses

I*4344270, Entity Type: , Name of OBA: Everytown For Gun Safety, Address: New York, New York, 10163, Investment Related: N, Position, Title, Association: Local Group Lead , Employee Start Date: 04/25/2026, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: I will act as the Chester County Local Group Lead and will be responsible for hosting meetings for volunteers in Chester County. The purpose of the meetings are to come up with ways we can protect the community against gun violence and help survivors. The purpose of the organization is to help end gun violence and save lives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-14
  • S66 Uniform Combined State Law Examination
    2025-07-14

View on SEC IAPD

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