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Piper Sonen

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-04
TX RA APPROVED 2026-04-04
  • IL RA
    APPROVED
    Since 2026-04-04
  • TX RA
    APPROVED
    Since 2026-04-04

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 01/2026 Present
J.P. Morgan Securities Llc Chicago IL 01/2026 Present
Ubs Financial Services Chicago IL 06/2024 01/2026
University Of Wisconsin Madison WI 09/2020 05/2024
Ubs Financial Services Chicago IL 06/2023 08/2023
J Alexanders Restaurant Northbrook IL 01/2023 01/2023
Intermedia Cloud Communications Sunnyvale CA 06/2022 08/2022
J Alexanders Restaurant Northbrook IL 01/2022 01/2022
J Alexanders Restaurant Northbrook IL 05/2021 08/2021
Unemployed Northbrook IL 10/2018 08/2020
Rosebud Restaurant Group Deerfield IL 09/2016 09/2018
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 01/2026 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 06/2024 → 01/2026
    Ubs Financial Services
    Chicago, IL
  • 09/2020 → 05/2024
    University Of Wisconsin
    Madison, WI
  • 06/2023 → 08/2023
    Ubs Financial Services
    Chicago, IL
  • 01/2023 → 01/2023
    J Alexanders Restaurant
    Northbrook, IL
  • 06/2022 → 08/2022
    Intermedia Cloud Communications
    Sunnyvale, CA
  • 01/2022 → 01/2022
    J Alexanders Restaurant
    Northbrook, IL
  • 05/2021 → 08/2021
    J Alexanders Restaurant
    Northbrook, IL
  • 10/2018 → 08/2020
    Unemployed
    Northbrook, IL
  • 09/2016 → 09/2018
    Rosebud Restaurant Group
    Deerfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-03
  • S66 Uniform Combined State Law Examination
    2026-04-03
Other Names
  • Piper S Sonen
  • Piper Sam Sonen

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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