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Thomas Richard Ashton

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-03
  • GA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-03

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Atlanta GA 07/2025 Present
J.P. Morgan Securities Llc Atlanta GA 07/2025 Present
Unemployed Atlanta GA 06/2025 06/2025
University Of Alabama Tuscaloosa AL 08/2021 05/2025
J.P. Morgan Atlanta GA 06/2024 08/2024
Robert W. Baird & Co. Incorporated Louisville KY 05/2023 08/2023
Hurstbourne Country Club Louisville KY 08/2020 07/2022
Hunting Creek Country Club Prospect KY 03/2019 08/2020
Unemployed Prospect KY 07/2015 02/2019
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Atlanta, GA
  • 06/2025 → 06/2025
    Unemployed
    Atlanta, GA
  • 08/2021 → 05/2025
    University Of Alabama
    Tuscaloosa, AL
  • 06/2024 → 08/2024
    J.P. Morgan
    Atlanta, GA
  • 05/2023 → 08/2023
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 08/2020 → 07/2022
    Hurstbourne Country Club
    Louisville, KY
  • 03/2019 → 08/2020
    Hunting Creek Country Club
    Prospect, KY
  • 07/2015 → 02/2019
    Unemployed
    Prospect, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03
Other Names
  • Thomas Richard Ashton
  • Thomas R Ashton

View on SEC IAPD

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