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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Kalamazoo | MI | 12/2020 | Present |
| Lodo Company | Portage | MI | 05/2019 | 12/2020 |
| Old Goat Tavern | Kalamazoo | MI | 04/2018 | 05/2019 |
| Crooked Lake Market | Texas Township | MI | 08/2017 | 03/2018 |
| Portage Northern Highschool | Portage | MI | 09/2013 | 07/2017 |
| Fifth Third Securities | Kalamazoo | MI | 05/2023 | Present |
Buffalo Wild Wings - 2121 Celebration Dr NE #100, Grand Rapids, MI 49525 - restaurant - server - 32 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-22 |
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