Tate Edward Johnson

Tiaa-Cref Individual & Institutional Services, LLC

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-08-07
TX	RA	APPROVED_RES	2026-08-06
VT	RA	APPROVED	2026-08-06
NC	RA	APPROVED	2023-10-02

AL RA
APPROVED

Since 2026-08-07
TX RA
APPROVED_RES

Since 2026-08-06
VT RA
APPROVED

Since 2026-08-06
NC RA
APPROVED

Since 2023-10-02

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Charlotte	NC	06/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	06/2023	Present
Iza Whiskey And Eats	Carrboro	NC	09/2022	05/2023
Kipos Greek Taverna	Chapel Hill	NC	02/2023	05/2023
University Of North Carolina At Chapel Hill	Chapel Hill	NC	08/2019	05/2023
Metrolina Christian Academy	Indian Trail	NC	08/2012	08/2019
Tiaa	Charlotte	NC	06/2022	08/2022

06/2023 → Present

Tiaa

Charlotte, NC
06/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
09/2022 → 05/2023

Iza Whiskey And Eats

Carrboro, NC
02/2023 → 05/2023

Kipos Greek Taverna

Chapel Hill, NC
08/2019 → 05/2023

University Of North Carolina At Chapel Hill

Chapel Hill, NC
08/2012 → 08/2019

Metrolina Christian Academy

Indian Trail, NC
06/2022 → 08/2022

Tiaa

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-30

S66 Uniform Combined State Law Examination

2023-09-30

Other Names

Tate E Johnson

View on SEC IAPD

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