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Ethan Joseph Griffin

Stifel, Nicolaus & Company, Incorporated

Chicago, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-03
TX RA APPROVED 2025-04-03
  • IL RA
    APPROVED
    Since 2025-04-03
  • TX RA
    APPROVED
    Since 2025-04-03

Branch Locations

One North Wacker Suite 3400, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Christian University Fort Worth TX 08/2020 05/2024
Evanston Township High School Evanston IL 08/2016 05/2020
Stifel Chicago IL 06/2023 08/2023
Stifel Chicago IL 07/2024 Present
  • 08/2020 → 05/2024
    Texas Christian University
    Fort Worth, TX
  • 08/2016 → 05/2020
    Evanston Township High School
    Evanston, IL
  • 06/2023 → 08/2023
    Stifel
    Chicago, IL
  • 07/2024 → Present
    Stifel
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-01
  • S66 Uniform Combined State Law Examination
    2025-04-01

View on SEC IAPD

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PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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