Amy Elizabeth Dunn

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-08-04

NJ RA
APPROVED

Since 2025-08-04

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Sarasota	FL	01/2013	05/2019
Student	Gainesville	FL	05/2019	06/2023
Truist Securities	New York	NY	07/2023	05/2024
Truist	Orlando	FL	06/2022	08/2022
Ubs Financial Services, Inc	Weehawken	NJ	07/2025	Present
Figure Technology Solutions	New York	NY	05/2024	06/2025
Hana Sushi	Gainesville	FL	07/2020	12/2020
Orange Octopus Ice Cream	Sarasota	FL	01/2016	12/2019
Roland's Seafood Grill And Iron Landing	Pittsburgh	PA	05/2021	08/2021

01/2013 → 05/2019

Student

Sarasota, FL
05/2019 → 06/2023

Student

Gainesville, FL
07/2023 → 05/2024

Truist Securities

New York, NY
06/2022 → 08/2022

Truist

Orlando, FL
07/2025 → Present

Ubs Financial Services, Inc

Weehawken, NJ
05/2024 → 06/2025

Figure Technology Solutions

New York, NY
07/2020 → 12/2020

Hana Sushi

Gainesville, FL
01/2016 → 12/2019

Orange Octopus Ice Cream

Sarasota, FL
05/2021 → 08/2021

Roland's Seafood Grill And Iron Landing

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-01
S63	Uniform Securities Agent State Law Examination	2023-08-28

S65 Uniform Investment Adviser Law Examination

2025-08-01
S63 Uniform Securities Agent State Law Examination

2023-08-28

View on SEC IAPD

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