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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-10 |
| IL | RA | APPROVED | 2024-05-07 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Glen Club | Glenview | IL | 08/2016 | 10/2016 |
| Fidelity Investments | Westlake | TX | 06/2022 | 08/2022 |
| Fidelity Investments | Scottsdale | AZ | 05/2023 | 03/2024 |
| Illinois Baseball Academy | Winnetka | IL | 08/2017 | 08/2021 |
| Glenbrook South High School | Glenview | IL | 08/2015 | 05/2019 |
| Michigan State University | East Lansing | MI | 08/2019 | 12/2021 |
| Arizona State University | Tempe | AZ | 01/2022 | 05/2023 |
| Starbucks | Glenview | IL | 02/2022 | 05/2022 |
| Morgan Stanley | Chicago | IL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-08 |
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