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Lam Nguyen

LPl Enterprise, LLC

Tampa, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-10
FL RA APPROVED 2024-11-18
  • TX RA
    APPROVED
    Since 2025-04-10
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Life Tampa FL 05/2023 05/2024
W&S Brokerage Services Cincinnati OH 05/2023 05/2024
Unemployed Pinellas Park FL 04/2022 04/2023
Tech Data Corporation Clearwater FL 11/2013 04/2022
Pruco Securities Llc Tampa FL 05/2024 11/2024
The Prudential Insurance Company Of America Tampa FL 06/2024 Present
Lpl Enterprise, Llc Tampa FL 11/2024 Present
  • 05/2023 → 05/2024
    Western & Southern Life
    Tampa, FL
  • 05/2023 → 05/2024
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2022 → 04/2023
    Unemployed
    Pinellas Park, FL
  • 11/2013 → 04/2022
    Tech Data Corporation
    Clearwater, FL
  • 05/2024 → 11/2024
    Pruco Securities Llc
    Tampa, FL
  • 06/2024 → Present
    The Prudential Insurance Company Of America
    Tampa, FL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-08
  • S66 Uniform Combined State Law Examination
    2023-12-08

View on SEC IAPD

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