Brandon Chan

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-19

NJ RA
APPROVED

Since 2026-01-19

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kabuki Japanese Restaurant	Pasadena	CA	07/2022	09/2022
Panda Restaurant Group	Rosemead	CA	08/2021	12/2021
Northwestern Mutual Life Insurance Company	Los Angeles	CA	06/2023	01/2025
Ubs Financial Services Inc	Weehawken	NJ	10/2025	Present
Poppin Ucla	Los Angeles	CA	11/2022	06/2023
Banktech Ventures	Los Angeles	CA	02/2025	07/2025
Arcadia High School	Arcadia	CA	09/2017	06/2021
Foothills Middle School	Arcadia	CA	09/2014	06/2017
Ucla	Westwood	CA	09/2021	06/2025

07/2022 → 09/2022

Kabuki Japanese Restaurant

Pasadena, CA
08/2021 → 12/2021

Panda Restaurant Group

Rosemead, CA
06/2023 → 01/2025

Northwestern Mutual Life Insurance Company

Los Angeles, CA
10/2025 → Present

Ubs Financial Services Inc

Weehawken, NJ
11/2022 → 06/2023

Poppin Ucla

Los Angeles, CA
02/2025 → 07/2025

Banktech Ventures

Los Angeles, CA
09/2017 → 06/2021

Arcadia High School

Arcadia, CA
09/2014 → 06/2017

Foothills Middle School

Arcadia, CA
09/2021 → 06/2025

Ucla

Westwood, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-19

S66 Uniform Combined State Law Examination

2025-11-19

Other Names

Brandon Chan
Brandon Chan

View on SEC IAPD

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