Sophia Jaqueline Mendoza

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-08

TX RA
APPROVED

Since 2026-04-08

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arrowhead Regional Medical Cen	Colton	CA	06/2021	09/2021
Shiki Sushi	San Bernardino	CA	03/2019	06/2023
Gerards	Redlands	CA	01/2023	07/2023
Cocos Bakery	Redlands	CA	07/2022	12/2022
Charles Schwab & Co., Inc.	Austin	TX	08/2023	Present
Full Time Education	Redlands	CA	05/2013	03/2019

06/2021 → 09/2021

Arrowhead Regional Medical Cen

Colton, CA
03/2019 → 06/2023

Shiki Sushi

San Bernardino, CA
01/2023 → 07/2023

Gerards

Redlands, CA
07/2022 → 12/2022

Cocos Bakery

Redlands, CA
08/2023 → Present

Charles Schwab & Co., Inc.

Austin, TX
05/2013 → 03/2019

Full Time Education

Redlands, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-08
S63	Uniform Securities Agent State Law Examination	2024-03-15

S66 Uniform Combined State Law Examination

2026-04-08
S63 Uniform Securities Agent State Law Examination

2024-03-15

View on SEC IAPD

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