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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-16 |
| TX | RA | APPROVED | 2025-12-16 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2023 | 07/2024 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 05/2023 | 07/2024 |
| First Republic Bank | San Francisco | CA | 03/2020 | 01/2023 |
| Matrix Resources | San Francisco | CA | 10/2019 | 03/2020 |
| Lending Club | San Francisco | CA | 10/2017 | 10/2019 |
| Fremont Bank | Pleasanton & Dublin | CA | 03/2015 | 10/2017 |
| San Jose State University | San Jose | CA | 08/2013 | 05/2017 |
| Unemployed | Pittsburg | CA | 02/2023 | 04/2023 |
| Vanderhouwen | Pittsburg | CA | 09/2023 | 09/2023 |
| Morgan Stanley | San Francisco | CA | 12/2025 | Present |
| Iconiq Capital | San Francisco | CA | 07/2024 | 05/2025 |
| Unemployed | Pittsburg | CA | 05/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-22 |
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