Nicholas Desmond

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-11
NV	RA	APPROVED	2025-09-11
UT	RA	APPROVED	2025-09-11
CO	RA	APPROVED	2025-09-10
ID	RA	APPROVED	2025-09-10
NY	RA	APPROVED	2025-09-10
VA	RA	APPROVED	2025-09-10
WA	RA	APPROVED	2025-09-10
PA	RA	APPROVED	2025-09-04
TX	RA	APPROVED	2025-09-03
CA	RA	APPROVED	2024-12-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Spach And Associates (Ameriprise Financial Services, Llc)	Calabasas	CA	05/2023	06/2025
California Lutheran University	Thousand Oaks	CA	01/2022	05/2023
Techlx	Los Angeles	CA	06/2020	08/2020
Ymca Of The Foothills	La Canada Flintridge	CA	08/2018	03/2020
California Lutheran University	Thousand Oaks	CA	08/2020	05/2024
Glendale Unified School District	La Crescenta	CA	08/2007	05/2020
Confluence Wealth Managment (Ameriprise Financial Services, Llc)	San Dimas	CA	07/2025	Present

05/2023 → 06/2025

Spach And Associates (Ameriprise Financial Services, Llc)

Calabasas, CA
01/2022 → 05/2023

California Lutheran University

Thousand Oaks, CA
06/2020 → 08/2020

Techlx

Los Angeles, CA
08/2018 → 03/2020

Ymca Of The Foothills

La Canada Flintridge, CA
08/2020 → 05/2024

California Lutheran University

Thousand Oaks, CA
08/2007 → 05/2020

Glendale Unified School District

La Crescenta, CA
07/2025 → Present

Confluence Wealth Managment (Ameriprise Financial Services, Llc)

San Dimas, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-25

Other Firms