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Samuel John Roller

Thrivent Investment Management Inc.

Geneva, IL

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-29
IL RA APPROVED 2025-07-21
TX RA APPROVED 2025-07-21
  • DC RA
    APPROVED
    Since 2025-09-29
  • IL RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2025-07-21

Branch Locations

477 South 3Rd Street, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dhi Mortgage Company Schaumburg IL 12/2021 10/2023
Moody Bible Institute Chicago IL 07/2021 11/2021
Moody Bible Institute Chicago IL 07/2018 07/2021
Moody Bible Institute Chicago IL 05/2016 07/2018
Thrivent Investment Management Inc Geneva IL 07/2023 Present
Thrivent Financial Appleton WI 10/2023 04/2024
Thrivent Financial Appleton WI 04/2024 Present
  • 12/2021 → 10/2023
    Dhi Mortgage Company
    Schaumburg, IL
  • 07/2021 → 11/2021
    Moody Bible Institute
    Chicago, IL
  • 07/2018 → 07/2021
    Moody Bible Institute
    Chicago, IL
  • 05/2016 → 07/2018
    Moody Bible Institute
    Chicago, IL
  • 07/2023 → Present
    Thrivent Investment Management Inc
    Geneva, IL
  • 10/2023 → 04/2024
    Thrivent Financial
    Appleton, WI
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-27
S63 Uniform Securities Agent State Law Examination 2023-12-06
  • S65 Uniform Investment Adviser Law Examination
    2025-06-27
  • S63 Uniform Securities Agent State Law Examination
    2023-12-06
Other Names
  • Sam Roller

View on SEC IAPD

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Other Offices

RHODO WEALTH MANAGEMENT LLC · GENEVA, IL
LONG PLANNING, LLC · GENEVA, IL
LENITY FINANCIAL, INC. · Geneva, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Geneva, IL
MORGAN STANLEY · GENEVA, IL
OSAIC WEALTH, INC. · Geneva, IL
HARBOUR INVESTMENTS, INC. · GENEVA, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Geneva, IL

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