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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-19 |
| TX | RA | APPROVED_RES | 2016-04-21 |
| CT | RA | APPROVED | 2016-02-26 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
2565 W Chandler Blvd, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 05/2015 | Present |
I*107016 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HEAVENLY GODDESS SPA PARTIES, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: WOONSOCKET, RHODE ISLAND 2895 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/28/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE COMPANY SELLS SPA PRODUCTS THROUGH PARTIES HELD BY INDIVIDUALS HOLDING PARTIES AND INVITING THEIR FRIENDS AND FAMILY. I WOULD BE A SALES REPRESENTATIVE ATTENDING THE PARTY TO INTRODUCE THE PRODUCTS AND FACILITATE SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-05 |
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