Joseph Jerry Rossman

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-29

FL RA
APPROVED

Since 2025-08-29

Branch Locations

17852 N Us Highway 41, Lutz, FL 33549 • United States

160 Fitzgerald Rd Ste 1, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcdonalds	Wesley Chapel	FL	05/2018	10/2019
Walk On's Bistreaux	Wesley Chapel	FL	10/2019	06/2020
Student	Orlando	FL	06/2020	05/2021
Beechwood Acres Camping Resort	Wilmington	OH	05/2021	08/2021
Student	Tampa	FL	08/2021	05/2023
One Source Advisory	Lakeland	FL	05/2023	09/2025
Student	Wesley Chapel	FL	01/2014	05/2018
Principal Securities, Inc.	Lakeland	FL	01/2025	Present
One Source Advisory	Lakeland	FL	09/2025	Present

05/2018 → 10/2019

Mcdonalds

Wesley Chapel, FL
10/2019 → 06/2020

Walk On's Bistreaux

Wesley Chapel, FL
06/2020 → 05/2021

Student

Orlando, FL
05/2021 → 08/2021

Beechwood Acres Camping Resort

Wilmington, OH
08/2021 → 05/2023

Student

Tampa, FL
05/2023 → 09/2025

One Source Advisory

Lakeland, FL
01/2014 → 05/2018

Student

Wesley Chapel, FL
01/2025 → Present

Principal Securities, Inc.

Lakeland, FL
09/2025 → Present

One Source Advisory

Lakeland, FL

Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/03/2025 ADDRESS: 160 Fitzgerald Rd, Suite 1, Lakeland FL 33813, United States DESCRIPTION: I will be selling annuities, long term care and life & disability insurance through Crump and PPN. I will be selling under my current Principal role. **One Source Advisory (DBA) POSITION: Financial Advisor NATURE: Life insurance/annuities, DI/A&H insurance, financial strategies, mutual funds/securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 09/04/2025 ADDRESS: 160 Fitzgerald Rd Suite 1, Lakeland FL 33813, United States DESCRIPTION: To create a practice where we can offer all of our existing services (life, health, di etc.) as well as two non-registered P&C agents can offer P&C services as a referral source and operate under one umbrella for consistent teaming. GROUP BENEFITS & INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/17/2025 ADDRESS: 160 Fitzgerald Rd, Suite 1, Lakeland FL 33813, United States DESCRIPTION: I will be referring group health/ ancillary and insurance products to the group benefits division under our company One Source Advisory (DBA). The corp name is DBG Financial Group, Inc. If I refer business to them, I will receive a split of commissions on products I am licensed to sell and receive commissions. I will not be the one soliciting or selling directly.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-02

S66 Uniform Combined State Law Examination

2025-07-02