Vivek Patel

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-20
TX	RA	APPROVED	2024-12-17

FL RA
APPROVED

Since 2024-12-20
TX RA
APPROVED

Since 2024-12-17

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Tampa	FL	08/2024	Present
Neelkhant Llc	South Bend	IN	01/2020	05/2023
Baps Group Inc	Mishawaka	IN	05/2020	12/2020
Baps Group Inc	Mishawaka	IN	05/2023	Present
Metro By T-Mobile	South Bend	IN	08/2020	08/2021
Altria Group	Elkhart	IN	05/2022	08/2022
Northwestern Mutual	Mishawaka	IN	05/2023	01/2024
Penn Harris Maddison School Corporation	Mishawaka	IN	11/2014	11/2020

08/2024 → Present

Fisher Investments

Tampa, FL
01/2020 → 05/2023

Neelkhant Llc

South Bend, IN
05/2020 → 12/2020

Baps Group Inc

Mishawaka, IN
05/2023 → Present

Baps Group Inc

Mishawaka, IN
08/2020 → 08/2021

Metro By T-Mobile

South Bend, IN
05/2022 → 08/2022

Altria Group

Elkhart, IN
05/2023 → 01/2024

Northwestern Mutual

Mishawaka, IN
11/2014 → 11/2020

Penn Harris Maddison School Corporation

Mishawaka, IN

Other Businesses

Baps Group Inc - Not Investment-related - 12530 Mckinley Hwy, Mishawaka, IN 46545 - Convenience Store/ Subway Franchise - Position: Manager - Title: Manager - Start Date: 05/31/2023 - 20 hours devoted to the other business - 0 hours during securities trading hours - Managing Payroll, Scheduling, HR responsibilities (Hiring and Firing)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-17

S65 Uniform Investment Adviser Law Examination

2024-12-17