Michael James Harrison

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-04
IL	RA	APPROVED	2025-01-23

TX RA
APPROVED

Since 2025-02-04
IL RA
APPROVED

Since 2025-01-23

Branch Locations

Chicago, IL • United States

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wintrust Private Client	Chicago	IL	05/2023	01/2025
Wintrust Community Bank	Chicago	IL	09/2020	05/2023
Wintrust Community Bank	Chicago	IL	01/2018	09/2020
Wintrust Community Bank	Chicago	IL	04/2017	01/2018
Wintrust Community Bank	Chicago	IL	01/2017	04/2017
Wintrust Community Bank	Wilmette	IL	02/2016	01/2017
Lpl Financial Llc	Chicago	IL	01/2025	Present

05/2023 → 01/2025

Wintrust Private Client

Chicago, IL
09/2020 → 05/2023

Wintrust Community Bank

Chicago, IL
01/2018 → 09/2020

Wintrust Community Bank

Chicago, IL
04/2017 → 01/2018

Wintrust Community Bank

Chicago, IL
01/2017 → 04/2017

Wintrust Community Bank

Chicago, IL
02/2016 → 01/2017

Wintrust Community Bank

Wilmette, IL
01/2025 → Present

Lpl Financial Llc

Chicago, IL

Previous Registrations

2024-10-31 → 2025-01-23

Wintrust Investments Llc

Chicago, IL

Chicago, IL

Chicago, IL

Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 06/01/2023- 40 hours per month/ 30 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-30

S66 Uniform Combined State Law Examination

2024-10-30

View on SEC IAPD