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Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-02-16

GA RA
APPROVED

Since 2026-02-16

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	10/2025	Present
Brookwood Associates	Atlanta	GA	07/2024	08/2024
Ubs	Atlanta	GA	07/2023	07/2023
South Moon Under	Atlanta	GA	05/2022	08/2022
World Market	Atlanta	GA	05/2021	08/2021
Rollins College	Winter Park	FL	08/2021	05/2025
The Lovett School	Atlanta	GA	08/2008	05/2021
Unemployed	Atlanta	GA	06/2025	09/2025

10/2025 → Present

Ubs Financial Services Inc.

Atlanta, GA
07/2024 → 08/2024

Brookwood Associates

Atlanta, GA
07/2023 → 07/2023

Ubs

Atlanta, GA
05/2022 → 08/2022

South Moon Under

Atlanta, GA
05/2021 → 08/2021

World Market

Atlanta, GA
08/2021 → 05/2025

Rollins College

Winter Park, FL
08/2008 → 05/2021

The Lovett School

Atlanta, GA
06/2025 → 09/2025

Unemployed

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-13

S66 Uniform Combined State Law Examination

2026-02-13

View on SEC IAPD

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