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Andrew Joseph Applequist

LPl Financial LLC

Raleigh, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-29
  • NC RA
    APPROVED
    Since 2026-07-29

Branch Locations

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Raleigh NC 02/2024 07/2026
Steward Wealth Stategies Raleigh NC 04/2023 Present
Flyexclusive Kinston NC 07/2022 05/2023
Bass Pro Shop Llc Garner NC 04/2022 04/2023
Liberty Univeristy Lynchburg VA 05/2021 05/2022
Liberty University Lynchburg VA 08/2019 05/2022
Lowe's Home Improvement Clayton NC 01/2019 08/2019
West Johnston High School Benson NC 08/2015 06/2019
Lpl Financial Llc Raleigh NC 07/2026 Present
  • 02/2024 → 07/2026
    Osaic
    Raleigh, NC
  • 04/2023 → Present
    Steward Wealth Stategies
    Raleigh, NC
  • 07/2022 → 05/2023
    Flyexclusive
    Kinston, NC
  • 04/2022 → 04/2023
    Bass Pro Shop Llc
    Garner, NC
  • 05/2021 → 05/2022
    Liberty Univeristy
    Lynchburg, VA
  • 08/2019 → 05/2022
    Liberty University
    Lynchburg, VA
  • 01/2019 → 08/2019
    Lowe's Home Improvement
    Clayton, NC
  • 08/2015 → 06/2019
    West Johnston High School
    Benson, NC
  • 07/2026 → Present
    Raleigh, NC
Previous Registrations
Other Businesses

1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-10
  • S66 Uniform Combined State Law Examination
    2026-02-10
Other Names
  • Andrew J Applequist
  • Drew Applequist

View on SEC IAPD

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