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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-23
OK RA APPROVED 2024-08-21
  • TX RA
    APPROVED
    Since 2024-08-23
  • OK RA
    APPROVED
    Since 2024-08-21

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tulsa OK 05/2023 Present
Merrifield Office Supply Stillwater OK 11/2020 05/2023
Flint Hills Resources Wichita KS 05/2022 08/2022
Kpmg Oklahoma City OK 01/2022 03/2022
Cvs Stillwater OK 04/2020 08/2020
Stillwater Community Center Stillwater OK 03/2020 08/2020
Oklahoma State Football Stillwater OK 05/2019 01/2020
Pie Five Pizza Co. Stillwater OK 07/2016 04/2019
Oklahoma State University Stillwater OK 08/2019 05/2023
Stillwater High School Stillwater OK 08/2015 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 07/2024 Present
Bank Of America, N.A. Tulsa OK 08/2024 Present
  • 05/2023 → Present
    Tulsa, OK
  • 11/2020 → 05/2023
    Merrifield Office Supply
    Stillwater, OK
  • 05/2022 → 08/2022
    Flint Hills Resources
    Wichita, KS
  • 01/2022 → 03/2022
    Kpmg
    Oklahoma City, OK
  • 04/2020 → 08/2020
    Cvs
    Stillwater, OK
  • 03/2020 → 08/2020
    Stillwater Community Center
    Stillwater, OK
  • 05/2019 → 01/2020
    Oklahoma State Football
    Stillwater, OK
  • 07/2016 → 04/2019
    Pie Five Pizza Co.
    Stillwater, OK
  • 08/2019 → 05/2023
    Oklahoma State University
    Stillwater, OK
  • 08/2015 → 05/2019
    Stillwater High School
    Stillwater, OK
  • 07/2024 → Present
    Tulsa, OK
  • 08/2024 → Present
    Bank Of America, N.A.
    Tulsa, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-09
  • S66 Uniform Combined State Law Examination
    2023-09-09

View on SEC IAPD

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