Jacob Katz

Current Employers

Katz Family Financial Advisors, Llc

3307 Duke Street, Alexandria, VA 22314-4522 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-01-02
VA	RA	APPROVED	2023-10-04

NY RA
APPROVED

Since 2024-01-02
VA RA
APPROVED

Since 2023-10-04

Branch Locations

New York, NY • United States

3307 Duke Street, Alexandria, VA 22314-4522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Katz Family Financial Advisors	Alexandria	VA	01/2023	Present
Greenhill & Co.	New York	NY	07/2019	08/2020
Café O'LEi Restaurants	Kihei	HI	02/2022	05/2022
Katz Family Financial Advisors	Alexandria	VA	06/2022	08/2022
Unemployed	New York	NY	08/2022	01/2023
Unemployed	New York	NY	08/2020	02/2022
University Of Virginia	Charlottesville	VA	08/2015	05/2019
Rogo	New York	NY	02/2026	Present

01/2023 → Present

Katz Family Financial Advisors

Alexandria, VA
07/2019 → 08/2020

Greenhill & Co.

New York, NY
02/2022 → 05/2022

Café O'LEi Restaurants

Kihei, HI
06/2022 → 08/2022

Katz Family Financial Advisors

Alexandria, VA
08/2022 → 01/2023

Unemployed

New York, NY
08/2020 → 02/2022

Unemployed

New York, NY
08/2015 → 05/2019

University Of Virginia

Charlottesville, VA
02/2026 → Present

Rogo

New York, NY

Other Businesses

1) 02/2026 - Rogo, Not Investment-Related, 360 Park Ave S New York, NY 10010, AI Startup, Product Manager, 160 hours/month, 80 hours/month/during trading hours, Technological lead on product decisions

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-04

S65 Uniform Investment Adviser Law Examination

2023-10-04