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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-31
MD RA APPROVED 2026-03-12
WV RA APPROVED 2025-11-24
MA RA APPROVED 2025-09-09
FL RA APPROVED 2025-09-08
PA RA APPROVED 2024-04-02
NJ RA APPROVED 2023-07-11
CT RA APPROVED 2023-07-07
NY RA APPROVED 2023-05-30
  • OH RA
    APPROVED
    Since 2026-03-31
  • MD RA
    APPROVED
    Since 2026-03-12
  • WV RA
    APPROVED
    Since 2025-11-24
  • MA RA
    APPROVED
    Since 2025-09-09
  • FL RA
    APPROVED
    Since 2025-09-08
  • PA RA
    APPROVED
    Since 2024-04-02
  • NJ RA
    APPROVED
    Since 2023-07-11
  • CT RA
    APPROVED
    Since 2023-07-07
  • NY RA
    APPROVED
    Since 2023-05-30

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

202 W 23Rd Street, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. New York NY 05/2023 Present
Td Bank Georgetown MA 08/2020 04/2023
Unemployed Haverhill MA 01/2020 08/2020
The Walt Disney Company Orlando FL 08/2019 01/2020
Funarama Hampton NH 06/2015 08/2019
Boston University Boston MA 01/2019 06/2019
Boston University Boston MA 09/2015 06/2019
Taylor House Sole Proprietor Haverhill MA 01/2021 Present
Td Private Client Wealth Llc New York NY 05/2023 Present
  • 05/2023 → Present
    Td Bank N.A.
    New York, NY
  • 08/2020 → 04/2023
    Td Bank
    Georgetown, MA
  • 01/2020 → 08/2020
    Unemployed
    Haverhill, MA
  • 08/2019 → 01/2020
    The Walt Disney Company
    Orlando, FL
  • 06/2015 → 08/2019
    Funarama
    Hampton, NH
  • 01/2019 → 06/2019
    Boston University
    Boston, MA
  • 09/2015 → 06/2019
    Boston University
    Boston, MA
  • 01/2021 → Present
    Taylor House Sole Proprietor
    Haverhill, MA
  • 05/2023 → Present
    New York, NY
Other Businesses

The other business is my own online resale business. I do not have a specific name for this business since it is a sole proprietorship, but it does operate under the name House of Mouse sometimes. This business is not investment related. This business can be done remotely, but the current address for it is 34 Gale Ave Haverhill, MA 01830. I mainly resell tangible collectible items through online websites such as Mercari and Poshmark. I am the owner of the business and have no specific title beyond that. This business is done on my own time and can fluctuate between 40 to 60 hours of my time per month. I do not devote any of that time during securities trading hours. My main duties are buying product either online or in store, listing the items on my shop website and packaging the items for shipping when sold. I only make money if I sell the items for more than what I paid for them.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-14
S65 Uniform Investment Adviser Law Examination 2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2025-08-14
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30

View on SEC IAPD

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