Andrew Nicholas Shamma

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-03-05

OH RA
APPROVED

Since 2026-03-05

Branch Locations

Dayton, OH • United States

10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Miamisburg	OH	04/2025	08/2025
The American Dermatopathology Laboratory	Dayton	OH	06/2016	04/2025
The Miami Valley School	Dayton	OH	04/2015	06/2020
Ameriprise Financial Services Llc	Miamisburg	OH	02/2026	Present
The American Dermatopathology Laboratory	Dayton	OH	08/2025	02/2026

04/2025 → 08/2025

Ameriprise Financial Services Llc

Miamisburg, OH
06/2016 → 04/2025

The American Dermatopathology Laboratory

Dayton, OH
04/2015 → 06/2020

The Miami Valley School

Dayton, OH
02/2026 → Present

Ameriprise Financial Services Llc

Miamisburg, OH
08/2025 → 02/2026

The American Dermatopathology Laboratory

Dayton, OH

Other Businesses

Board of Directors; Parsons Project Ministries; Board member; 2207 South Smithville road, , Dayton, OH, 45420; Not Investment-Related; 07/10/2026; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-24

S66 Uniform Combined State Law Examination

2025-09-24

Other Names

Andrew Nicholas Shamma
Andrew Shamma

View on SEC IAPD