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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-29 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-26 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Orange Police Department | Orange | CA | 11/2013 | 05/2025 |
| Public Safety Financial/Galloway | Mesa | AZ | 04/2023 | Present |
| City Of Orange Police Department | Orange | CA | 06/2025 | Present |
| Modern Wealth Management, Llc | Wildomar | CA | 08/2025 | Present |
the name of the other business; City of Orange Police Department whether the business is investment-related; No the address of the other business; 1107 N. Batavia St. Orange, CA 92867 the nature of the other business; Law Enforcement/Public Safety your position; Sergeant title, or relationship with the other business; Sergeant the start date of your relationship; 11/2013 the approximate number of hours/month you devote to the other business; 170 per month the number of hours you devote to the other business during securities trading hours; 10 hours per week/40 a month and briefly describe your duties relating to the other business; Supervise field personnel, evaluate employee performance, ensure compliance with department policies, respond to calls for service/crime scenes, enforce local laws, complete police reports, make arrests
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-17 |
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