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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crumbl Cookies | Cottonwood Heights | UT | 05/2018 | 03/2019 |
| Ah Sigh Ee | Logan | UT | 11/2019 | 03/2020 |
| Crumbl Cookies | Cottonwood Heights | UT | 03/2020 | 08/2020 |
| Great Harvest Bread Company | Logan | UT | 10/2020 | 05/2022 |
| Logan Physical Therapy | Logan | UT | 05/2022 | 04/2023 |
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 04/2023 | 12/2024 |
| Utah State University | Logan | UT | 08/2019 | 08/2022 |
| Brighton High School | Cottonwood Heights | UT | 08/2015 | 06/2019 |
| Fidelity Investments | Salt Lake City | UT | 08/2024 | 12/2024 |
| D.A. Davidson & Co. | Logan | UT | 01/2025 | 05/2025 |
| Raymond James Financial Services, Inc. | Logan | UT | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Logan | UT | 05/2025 | Present |
| Holbrook Wealth Strategies | Logan | UT | 05/2025 | Present |
(1)Name of Business: Address: 259 W 470 N, Smithfield, UT, 84335, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I will be renting our townhome property that we own. (2)Name of Business: Address: 259 W 470 N, Smithfield, UT, 84335, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I have plans to breed our dog. There is no established date when we will begin. (3)Name of Business: Drew Davis Plumbing LLC Address: 259 W 470 N, Smithfield, UT, 84335, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will have slim to no responsibilities on a day to day basis. My husband is starting a plumbing company. He will be the one to schedule, drive to worksites, and coordinate to ensure that the jobs are completed. I will have a hands-off role. We are part owners in case anything was to happen to either of us.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-22 |
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