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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Papas Seafood House | Humble | TX | 10/2019 | 05/2021 |
| Hospitality Solutions | Houston | TX | 07/2021 | 08/2021 |
| 24 Hour Fitness | Humble | TX | 04/2018 | 11/2019 |
| Tularosa Southwestern Grill | Kingwood | TX | 05/2017 | 03/2018 |
| Gwn Securities, Inc, | Palm Beach Gardens | FL | 05/2023 | 09/2023 |
| Douglas Dawson/Northwestern Mutual Wealth Management Company | Houston | TX | 11/2023 | 04/2024 |
| Northwestern Mutual Investment Services Llc | Houston | TX | 10/2023 | 04/2024 |
| Jpmorgan Chase Bank (Tx) | Webster | TX | 06/2024 | Present |
| J.P. Morgan Securities Llc | Webster | TX | 06/2024 | Present |
| Unemployed | Humble | TX | 06/2014 | 04/2017 |
| Unemployed | Humble | TX | 06/2021 | 06/2021 |
| Unemployed | Houston | TX | 08/2021 | 04/2023 |
| Unemployed | Houston | TX | 05/2024 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-17 |
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