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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-06-07 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Nashville | TN | 04/2023 | 04/2024 |
| Jpmorgan Chase Bank Na | Nashville | TN | 04/2023 | 04/2024 |
| Bank Of America | Newport Beach | CA | 10/2022 | 03/2023 |
| New American Funding | Tustin | CA | 12/2019 | 10/2021 |
| Sani Inc. | Huntsville | AL | 05/2008 | 09/2019 |
| Unemployed | Irvine | CA | 10/2021 | 10/2022 |
| Unemployed | Irvine | CA | 09/2019 | 12/2019 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-30 |
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