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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-06-04
TX RA APPROVED 2026-04-17
CO RA APPROVED 2025-11-14
  • NE RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED
    Since 2026-04-17
  • CO RA
    APPROVED
    Since 2025-11-14

Branch Locations

2980 W Evans Ave, Denver, CO 80219 • United States

8501 E Arapahoe Rd, Greenwood Village, CO 80112 • United States

6900 S University Blvd, Centennial, CO 80122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Denver CO 11/2025 Present
Jpmorgan Chase Bank, N.A. Denver CO 11/2025 Present
Wells Fargo Highlands Ranch CO 04/2023 11/2025
Life Time Fitness Centennial CO 02/2025 07/2025
Medical Solutions Denver CO 08/2022 03/2023
Unemployed Centennial CO 06/2022 07/2022
Core Contractors, Roofing Systems Denver CO 05/2021 05/2022
Wells Fargo Englewood CO 07/2011 05/2021
  • 11/2025 → Present
    Denver, CO
  • 11/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 04/2023 → 11/2025
    Wells Fargo
    Highlands Ranch, CO
  • 02/2025 → 07/2025
    Life Time Fitness
    Centennial, CO
  • 08/2022 → 03/2023
    Medical Solutions
    Denver, CO
  • 06/2022 → 07/2022
    Unemployed
    Centennial, CO
  • 05/2021 → 05/2022
    Core Contractors, Roofing Systems
    Denver, CO
  • 07/2011 → 05/2021
    Wells Fargo
    Englewood, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-23
S63 Uniform Securities Agent State Law Examination 2023-07-03
  • S66 Uniform Combined State Law Examination
    2024-07-23
  • S63 Uniform Securities Agent State Law Examination
    2023-07-03
Other Names
  • Nicole Lynn Romero
  • Nicole L Moss
  • Nicole Lynn Moss

View on SEC IAPD

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