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Christopher William Jeppson

Captrust

Salt Lake City, UT

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2018-02-01
  • UT RA
    APPROVED
    Since 2018-02-01

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knox Capital Advisors Llc Draper UT 11/2006 12/2017
Kcg Securities, Llc Draper UT 04/2010 12/2017
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2018 Present
Capfinancial Securities Llc Raleigh NC 03/2018 Present
  • 11/2006 → 12/2017
    Knox Capital Advisors Llc
    Draper, UT
  • 04/2010 → 12/2017
    Kcg Securities, Llc
    Draper, UT
  • 01/2018 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 03/2018 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2009-01-08 → 2017-12-31
    Knox Capital Advisors, Llc
    Draper, UT
  • 2006-12-07 → 2008-12-31
    Geneos Wealth Management, Inc.
    Draper, UT
  • 1999-05-25 → 2006-11-21
    Osaic Fa, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-05
  • S66 Uniform Combined State Law Examination
    1999-03-05
Designations
Other Names
  • Chris Jeppson

View on SEC IAPD

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