Brendan J. Carroll

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-07-11
TX	RA	APPROVED	2025-07-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Salt Lake City	UT	11/2023	Present
Compunnel / Morgan Stanley	South Jordan	UT	05/2023	09/2023
Hanaya Poke	Salt Lake City	UT	05/2021	04/2023
University Of Utah International Office Of Admissions	Salt Lake City	UT	11/2019	04/2020
Mytee	Poway	CA	05/2018	08/2018
Sprouts	San Diego	CA	07/2017	08/2017
Unemployment	Salt Lake City	UT	09/2023	11/2023
Full Time School	Salt Lake City	UT	04/2020	05/2021
Unemployment	Salt Lake City	UT	04/2023	05/2023
Full Time School	Salt Lake City	UT	08/2018	11/2019
Full Time School	Salt Lake City	UT	08/2017	05/2018
University Of Utah	Salt Lake City	UT	08/2017	05/2023
Del Norte Highschool	San Diego	CA	11/2013	05/2017

11/2023 → Present

Fidelity Investments

Salt Lake City, UT
05/2023 → 09/2023

Compunnel / Morgan Stanley

South Jordan, UT
05/2021 → 04/2023

Hanaya Poke

Salt Lake City, UT
11/2019 → 04/2020

University Of Utah International Office Of Admissions

Salt Lake City, UT
05/2018 → 08/2018

Mytee

Poway, CA
07/2017 → 08/2017

Sprouts

San Diego, CA
09/2023 → 11/2023

Unemployment

Salt Lake City, UT
04/2020 → 05/2021

Full Time School

Salt Lake City, UT
04/2023 → 05/2023

Unemployment

Salt Lake City, UT
08/2018 → 11/2019

Full Time School

Salt Lake City, UT
08/2017 → 05/2018

Full Time School

Salt Lake City, UT
08/2017 → 05/2023

University Of Utah

Salt Lake City, UT
11/2013 → 05/2017

Del Norte Highschool

San Diego, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-01
S63	Uniform Securities Agent State Law Examination	2024-05-28