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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-08-30 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Hoover | AL | 04/2023 | 08/2024 |
| Wells Fargo Bank, Na | Hoover | AL | 04/2023 | 08/2024 |
| Pnc Bank | Springville | AL | 08/2022 | 04/2023 |
| Regions Bank | Chalkville | AL | 12/2020 | 08/2022 |
| Wilsons Leather ( Am Retail Group ) | Leeds | AL | 11/2018 | 12/2020 |
| Vanity Fair Outlet | Leeds | AL | 06/2018 | 11/2018 |
| Heines And Maruitz ( H&M ) | Leeds | AL | 02/2016 | 06/2018 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-01 |
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