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Phaby Utomo

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-20
TX RA APPROVED 2024-12-20
  • CA RA
    APPROVED
    Since 2024-12-20
  • TX RA
    APPROVED
    Since 2024-12-20

Branch Locations

3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Wealth Management Toronto 02/2007 03/2020
Unemployed Los Angeles CA 04/2020 02/2023
Bordeaux Wealth Advisors Menlo Park CA 03/2023 11/2024
Jpmorgan Chase Bank, N.A. Palo Alto CA 12/2024 Present
J.P. Morgan Securities Llc Palo Alto CA 12/2024 Present
  • 02/2007 → 03/2020
    Ubs Wealth Management
    Toronto
  • 04/2020 → 02/2023
    Unemployed
    Los Angeles, CA
  • 03/2023 → 11/2024
    Bordeaux Wealth Advisors
    Menlo Park, CA
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 12/2024 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
Previous Registrations
  • 2023-05-16 → 2024-11-25
    Bordeaux Wealth Advisors
    Menlo Park, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-19
S65 Uniform Investment Adviser Law Examination 2023-04-21
  • S63 Uniform Securities Agent State Law Examination
    2024-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-04-21
Designations

View on SEC IAPD

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