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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 04/2023 | 10/2023 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2023 | 10/2023 |
| Webster Bank | Hamden | CT | 05/2022 | 04/2023 |
| University Of Rhode Island Residential Life | Kingston | RI | 08/2020 | 05/2022 |
| Enterprise Rent-A-Car | North Kingstown | RI | 06/2021 | 05/2022 |
| Aldis | Hamden | CT | 12/2020 | 01/2021 |
| Ryan Center (Global Spectrum Lp) | Kingston | RI | 08/2018 | 08/2021 |
| Wood N Tap | Hamden | CT | 06/2018 | 08/2018 |
| Camrac, Llc | North Kingstown | CT | 05/2021 | 05/2022 |
| Palace Entertainment Holdings, Inc. | Bristol | CT | 06/2019 | 09/2019 |
| Full Time Education | Hamden | CT | 04/2013 | 06/2018 |
| Citizens Bank | White Plains | NY | 10/2023 | 03/2025 |
| Paulson Investment Company Llc | New York | NY | 07/2024 | 08/2024 |
| Charles Schwab & Co., Inc. | New York | NY | 04/2025 | Present |
| Charles Schwab Bank | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-11 |
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